安裝黃金價格查詢,金價報價工具!
安裝黃金價格查詢,金價報價工具!
安裝黃金價格查詢,金價報價工具!
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- FINRA. org - A vibrant market is at its best when it works for . . .
To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient
- About FINRA
FINRA is a self-regulatory organization for member broker-dealers that is responsible under federal law for supervising our member firms Since the 1930s, under the oversight of the Securities and Exchange Commission (SEC), we have pursued our mission:
- BrokerCheck - Find a broker, investment or financial advisor
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors
- Registration, Exams and CE - FINRA. org
FINRA-certified brokers have registered and undergone stringent Qualification Exams and are required to complete ongoing Continuing Education (CE) programs each year to ensure industry standards and practices are maintained
- Contact FINRA
Reach out for help with identifying the appropriate FINRA contact for assistance, navigating FINRA’s systems or finding online resources, or for general questions
- How FINRA Serves Investors and Members
FINRA provides services that benefit member firms, markets and investors For example: FINRA operates services like BrokerCheck and the Central Registration Depository, the central licensing and registration system for the U S securities industry and its regulators
- FINRA Gateway
FINRA Gateway provides access to various FINRA applications and services with tutorials and quick reference materials
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